
Financial Trading Challenge
Popular Questions In Financial Trading Challenge
The securities market has essentially three categories of participants (i) the investors, (ii) the issuers and _________.
This category of membership entitles a member to clear and settle trades of such members of the Exchange who choose to clear and settle their trades through this member.
Failure to submit audited accounts by a trading member in which type of conduct?
Members should have a prudent system of risk management to protect themselves from client default. ________is an important element of such a system.
___________note is a confirmation of trade(s) done on a particular day for and on behalf of a client.
______are users at the lowest level of the hierarchy.
Which of the following is not an activity of Normal market open phase?
An indicator for corporate actions for a security is another feature in market watch. What does C* indicate here?
OECLOB stands for
The roles of several entities involved in the process of clearing and settling the trades executed on Exchanges except _______.