
Capital Markets Trivia
Popular Questions In Capital Markets Trivia
- Failure to submit audited accounts by a trading member in which type of conduct? 
- Members should have a prudent system of risk management to protect themselves from client default. ________is an important element of such a system. 
- _____note is a confirmation of trade(s) done on a particular day for and on behalf of a client 
- _____are users at the lowest level of the hierarchy. 
- Which of the following is not an activity of Normal market open phase? 
- The roles of several entities involved in the process of clearing and settling the trades executed on Exchanges except _______. 
- Daily margins payable by the trading members in the Cash market consists of the following except ______. 
- As per SEBI (Prohibition of Insider Trading) Regulations, 2015. A person is to be a connected person if such person_________. 
- The frequency with which interest is paid (compounded) will have an effect on _____ 
- Current Ratio Measures ______ 


