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Capital Markets Trivia

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10 Questions

Popular Questions In Capital Markets Trivia

  • Failure to submit audited accounts by a trading member in which type of conduct?

  • Members should have a prudent system of risk management to protect themselves from client default. ________is an important element of such a system.

  • _____note is a confirmation of trade(s) done on a particular day for and on behalf of a client

  • _____are users at the lowest level of the hierarchy.

  • Which of the following is not an activity of Normal market open phase?

  • The roles of several entities involved in the process of clearing and settling the trades executed on Exchanges except _______.

  • Daily margins payable by the trading members in the Cash market consists of the following except ______.

  • As per SEBI (Prohibition of Insider Trading) Regulations, 2015. A person is to be a connected person if such person_________.

  • The frequency with which interest is paid (compounded) will have an effect on _____

  • Current Ratio Measures ______